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December 4, 2016

Investment News - RIAs have been slow to prepare for the DOL fiduciary rule

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© 2021 Karn Couzens & Associates, Inc. | 10 Melrose Dr. Farmington, CT 06032 | info@karncouzens.com | (860) 676-2727 | karncouzens.com

Disclosures:

Robert Karn, James Couzens, Jeffrey Couzens, and William Rogers are Registered Representatives of and offer securities products and services through Royal Alliance Associates, Inc. Member FINRA/SIPC. Royal Alliance Associates, Inc. is a Broker Dealer registered with the Securities and Exchange Commission (SEC). In this regard this communication is strictly intended for individuals residing in the states of AK, AZ, CA, CO, CT, DC, DE FL, GA, IL, IN, KY, LA, ME, MD, MA, MI, MN, MT, NV, NH, NJ, NM, NY, NC, OH, PA, RI, SC, TX, VA, and WA. No offers may be made or accepted from any resident outside the specific states referenced. Representatives may not be registered to provide securities and advisory services in all states.

Robert Karn, James Couzens, Jeffrey Couzens, and William Rogers are also separately registered as investment advisor representatives of Karn, Couzens, & Associates, Inc., an SEC Registered Investment Advisor not affiliated with Royal Alliance Associates, Inc. Karn, Couzens & Associates, Inc. offers advisory services in the states of CA, CT, FL, MA, NH, NJ, NY, NC, SC, and TX. As such these services are strictly intended for individuals residing in these states. Karn, Couzens & Associates, Inc.

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