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December 4, 2016

Investment News - RIAs have been slow to prepare for the DOL fiduciary rule

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Robert Karn, James Couzens and Jeffrey Couzens are Registered Representatives of and offer securities products and services through Royal Alliance Associates, Inc. Member FINRA / SIPC, A registered broker dealer. In this regard this communication is strictly intended for individuals residing in the states of AK, AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, KY, LA, ME, MD, MA, MI, MN, MT, NV, NH, NJ, NM, NY, NC, OH, PA, RI, SC, TX, VA, and WA. No offers may be made or accepted from any resident outside the specific states referenced. Representatives may not be registered to provide securities and advisory services in all states.

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