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December 4, 2016

Investment News - RIAs have been slow to prepare for the DOL fiduciary rule

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© 2021 Karn Couzens & Associates, Inc. | 10 Melrose Dr. Farmington, CT 06032 | info@karncouzens.com | (860) 676-2727 | karncouzens.com

Disclosures:
Robert Karn, James Couzens and Jeffrey Couzens are Registered Representatives of and offer securities products and services through Royal Alliance Associates, Inc. Member FINRA / SIPC, A registered broker dealer. In this regard this communication is strictly intended for individuals residing in the states of AK, AZ, CA, CO, CT, DC, DE, FL, GA, ID, IL, IN, LA, MA, ME, MD, MI, MN, MT, NV, NH, NJ, NM, NY, NC, OH, OR, PA, RI, SC, TX, VT, VA, WA. No offers may be made or accepted from any resident outside the specific states referenced. Representatives may not be registered to provide securities and advisory services in all states.

Robert Karn, Jeffrey Couzens and James Couzens are also separately registered as an investment adviser representative under Karn Couzens & Associates, Inc., a Registered Investment Adviser not affiliated with Royal Alliance Associates, Inc., offering advisory services in the states of CT, NY, ME, FL, LA, TX. As such these services are strictly intended for individuals residing in these states. KC+A does not provide tax, legal, or accounting advice. No information on this site or any information on websites or links to websites provided here should be construed as individual tax, legal, or investment advice. This material has been prepared for informational purposes only, and is not intended to provide, and should not be relied on for, tax, legal, or accounting advice. You should consult your own tax, legal, and accounting advisors before engaging in any transaction.

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